Deadline for Submission: February 27, 2025
To recover as a Settlement Class Member based on the claims in the Litigation, you must complete and sign the Proof of Claim. If you fail to file a properly addressed Proof of Claim, your claim may be rejected and you may be precluded from any recovery from the Net Settlement Fund created in connection with the proposed Settlement.
Submission of the Proof of Claim, however, does not assure that you will share in the proceeds of the Settlement of the Litigation.
YOU MUST MAIL OR SUBMIT ONLINE YOUR COMPLETED AND SIGNED PROOF OF CLAIM, ACCOMPANIED BY COPIES OF THE DOCUMENTS REQUESTED HEREIN, ON OR BEFORE FEBRUARY 27, 2025, ADDRESSED AS FOLLOWS:
Aurora Cannabis Securities Settlement
Claims Administrator
c/o JND Legal Administration
P.O. Box 91320
Seattle, WA 98111
If you are NOT a Settlement Class Member, as defined in the Notice of Pendency and Proposed Settlement of Class Action (“Notice”), DO NOT submit a Proof of Claim.
If you are a Settlement Class Member and you do not timely request exclusion, you are bound by the terms of any judgment entered in the Litigation, including the releases provided therein, WHETHER OR NOT YOU SUBMIT A PROOF OF CLAIM.
CLAIMANT IDENTIFICATION
You are a Member of the Settlement Class if you purchased Aurora Cannabis Inc. (“Aurora”) common stock on the New York Stock Exchange between October 23, 2018 and February 28, 2020, inclusive (the “Class Period”), and are not otherwise excluded from the Settlement Class.
Use Part I of the form entitled “Claimant Identification” to identify each purchaser of record (“nominee”) of Aurora common stock that forms the basis of the claim. THE CLAIM MUST BE FILED BY THE ACTUAL BENEFICIAL PURCHASER(S) OR THE LEGAL REPRESENTATIVE OF SUCH PURCHASER(S) OF AURORA COMMON STOCK UPON WHICH THE CLAIM IS BASED.
All joint purchasers must sign the claim. Executors, administrators, guardians, conservators, and trustees must complete and sign the claim on behalf of persons represented by them and their authority must accompany the claim and their titles or capacities must be stated. The last four digits of the Social Security (or full taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of the claim.
CLAIM FORM
Use Part II of the form entitled “Schedule of Transactions in Aurora Common Stock on the New York Stock Exchange” to supply all required details of your transaction(s). If you need more space or additional schedules, attach separate sheets giving all of the required information in substantially the same form. Sign and print or type your name on each additional sheet.
On the schedules, provide all of the requested information with respect to all of your purchases and sales of Aurora common stock on the New York Stock Exchange that took place between October 23, 2018 and May 27, 2020, inclusive, whether such transactions resulted in a profit or a loss. You must also provide all of the requested information with respect to the number of shares of Aurora common stock you held at the close of trading on February 28, 2020 and on May 27, 2020. Failure to report all such transactions may result in the rejection of your claim.
List each transaction separately and in chronological order, by trade date, beginning with the earliest. You must accurately provide the month, day, and year of each transaction you list.
The date of covering a “short sale” is deemed to be the date of purchase of Aurora common stock. The date of a “short sale” is deemed to be the date of sale of Aurora common stock.
COPIES OF BROKER CONFIRMATIONS OR OTHER DOCUMENTATION OF YOUR TRANSACTIONS IN AURORA COMMON STOCK ON THE NEW YORK STOCK EXCHANGE MUST BE ATTACHED TO YOUR CLAIM. FAILURE TO PROVIDE THIS DOCUMENTATION COULD DELAY VERIFICATION OF YOUR CLAIM OR RESULT IN REJECTION OF YOUR CLAIM.
NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers of transactions may request, or may be requested, to submit information regarding their transactions in electronic files. All such claimants MUST also submit a manually signed paper Proof of Claim whether or not they also submit electronic copies. If you wish to submit your claim electronically, you must contact the Claims Administrator at info@auroracannabissecuritieslitigation.com to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the claimant a written acknowledgment of receipt and acceptance of electronically submitted data.
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